Annual Report of the Sarasota County Clerk and Comptroller

Audits Investigations Guardianship audits Fraud Awareness and Prevention training presentations County employees trained 4 8 3 273 5 AUDITS FRAUD AWARENESS TRAINING T he Clerk of the Circuit Court and County Comptroller serves as the Internal Auditor and Office of Inspector General for Sarasota County and establishes compliance testing with internal controls, prioritized with use of a risk assessment tool. Fraud complaints are received through various means, including a fraud hotline. Investigations are conducted as a priority over audits. AUDIT AND INVESTIGATIVE ACTIVITY FY2019 36 Opportunities for Improvement were presented to County Administration 16 8 5 3 3 1 36 Compliance - Policy and Procedure Internal Control - Lack of Policies and Procedure Internal Control - Insufficient Contract Monitoring Internal Control - Financial - Other Internal Control - Oversight/Monitoring Internal Control - Segregation of Duties Total 16.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0 36 For more FAQs, please visit our website at SarasotaClerk.com AUDITOR/OIG COUNTY INTERNAL AUDITOR AND OFFICE OF INSPECTOR GENERAL